Steven Syslo (CRD#4308992) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Steven Syslo (CRD#4308992) regarding allegations made regarding the following:

Claim(s) Made Against Steven Syslo:

Claim Date: 1/13/2020

“Client verbally alleged, inter alia, misrepresentation with respect to energy related securities – May 2017 to March 2019.”

This claim, as of this posting, is currently Settled.

The investor was paid $34,203.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Steven Syslo.

Did you have problems with Steven Syslo?

If you were a client of Steven Syslo and UBS FINANCIAL SERVICES INC. from PARAMUS, NJ and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Steven Syslo. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Steven Syslo and UBS FINANCIAL SERVICES INC. and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.