Teresa Janeen Mathies (CRD#5471903) and EDWARD JONES

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Teresa Janeen Mathies (CRD#5471903) regarding allegations made regarding the following:

Claim(s) Made Against Teresa Janeen Mathies:

Claim Date: 2/27/2020

“Client claims FA failed to sell securities in account, and that losses occurred due to failure to sell.”

This claim, as of this posting, is currently Denied.

See more information on FINRA’s BrokerCheck site for Teresa Janeen Mathies.

Were you a client of Teresa Janeen Mathies?

If you were a client of Teresa Janeen Mathies and EDWARD JONES from BEDFORD, IN, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Teresa Janeen Mathies, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.

We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Teresa Janeen Mathies and EDWARD JONES and experienced investment losses, please get in touch with the Securities Lawyers. We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.