Terry Lee Bailey (CRD#1935959) and LPL FINANCIAL LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Terry Lee Bailey (CRD#1935959) regarding allegations made regarding the following:

Claim(s) Made Against Terry Lee Bailey:

Claim Date: 1/14/2020

“CLAIMANTS ALLEGE THAT FINANCIAL ADVISOR MISREPRESENTED THE NATURE OF RECOMMENDED INVESTMENT WITH RESPECT TO THE MARKET FLUCTUATIONS OF THE VALUE OF PRINCIPAL BEFORE THE SUBJECT INVESTMENT MATURED. ACTIVITY PERIOD – 10/2017 TO 8/2019.”

This claim, as of this posting, is currently Settled with a claim amount of $18,996.41 .

The investor was paid $18,996.41 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Terry Lee Bailey.

Did you have problems with Terry Lee Bailey?

If you are a former client of Terry Lee Bailey and LPL FINANCIAL LLC from LIVERMORE, CA, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Terry Lee Bailey, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.

The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Terry Lee Bailey and LPL FINANCIAL LLC and experienced investment losses, please contact the Securities Lawyers. We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.


Contact The Securities Lawyers

Name(Required)

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.