Theodore Hendrickus Franse (CRD#1418012) and NI ADVISORS

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Theodore Hendrickus Franse (CRD#1418012) regarding allegations made regarding the following:

Claim(s) Made Against Theodore Hendrickus Franse:

Claim Date: 11/20/2023

“Alleges investment was not suitable and was not in line with client‘s stated investment objectives and risk tolerance No investment in NorthStar located for [REDACTED]”

This claim, as of this posting, is currently Pending with a claim amount of $13,940.75 .

Claim Date: 3/1/2023

“This investment was transacted before Mr. Franse joined Ni Advisors in 2017. Mr. Franse was with IFG broker-dealer 2013-2017. Per IFG broker-dealer U5 amendment: Statement of claim purports unsuitable recommendation despite other similar investments held by the client. Claim does not contain any damages amount; therefore, the dollar amount listed above is the total of the client‘s investment in the single REIT that they are claiming was not suitable. There has not yet been any determination that there was any monetary loss suffered by any claimant.”

This claim is currently Pending with a claim amount of $50,000.00 .

See more information on FINRA’s BrokerCheck site for Theodore Hendrickus Franse.

Were you a customer of Theodore Hendrickus Franse?

The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Theodore Hendrickus Franse and NI ADVISORS and have incurred investment losses, please contact the Securities Lawyers. You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.

If you had a negative experience or issue with Theodore Hendrickus Franse and NI ADVISORS from Fair Oaks, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Theodore Hendrickus Franse, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.


Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.