Timothy Darragh (CRD#1897635) and STIFEL, NICOLAUS & COMPANY, INCORPORATED

The Securities Lawyers at Halling & Cayo, S.C. are intersted in talking to customers that believe that they may have potential claims against Timothy Darragh (CRD#1897635) related to securities recommended or sold to you. Previously Reported Complaints include:

Claim(s) Made Against Timothy Darragh:

Claim Date: 8/4/2025

“Claimants allege breach of contract and warranties, promissory estoppel; violation of state securities statutes; violation of Regulation Best Interest; breach of fiduciary duty and negligence.”

This claim, as of this posting, is currently Pending with a claim amount of $100,000.00 .

Claim Date: 4/25/2025

“Claimants allege breach of fiduciary duty, negligence, unjust enrichment, violation of The Illinois Consumer Fraud and Deceptive Practices Act, and trust accounting.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Timothy Darragh.

Were you a customer of Timothy Darragh?

The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration.) If you were a customer of Timothy Darragh and STIFEL, NICOLAUS & COMPANY, INCORPORATED and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Timothy Darragh, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Timothy Darragh and STIFEL, NICOLAUS & COMPANY, INCORPORATED from CHICAGO, IL, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now?.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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