Vanessa Lourdes Perez Fernandez (CRD#2534161) and POPULAR SECURITIES, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Vanessa Lourdes Perez Fernandez (CRD#2534161) regarding allegations made regarding the following:

Claim(s) Made Against Vanessa Lourdes Perez Fernandez:

Claim Date: 4/13/2018

“Claimant alleges that Financial Consultant investment recommendations to purchase and to hold P.R. securities were unsuitable in light of the clients‘ risk tolerance. Claimants also allege that recommendations made by the Financial Consultant were particularly egregious in light of Puerto Rico‘s well known deteriorating financial condition.”

This claim, as of this posting, is currently Settled with a claim amount of $2,000,000.00 .

The investor was paid $149,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Vanessa Lourdes Perez Fernandez.

Were you a client of Vanessa Lourdes Perez Fernandez?

If you were a customer of Vanessa Lourdes Perez Fernandez and POPULAR SECURITIES, LLC from SAN JUAN, PR and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Vanessa Lourdes Perez Fernandez, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Vanessa Lourdes Perez Fernandez and POPULAR SECURITIES, LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.