Wenjinn James Chang (CRD#4536266) and INDEPENDENT FINANCIAL GROUP, LLC

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Wenjinn James Chang (CRD#4536266) regarding allegations made regarding the following:

Claim(s) Made Against Wenjinn James Chang:

Claim Date: 2/13/2020

“Alleges investments were not suitable and that there was an over concentration in risky products.”

This claim, as of this posting, is currently Settled with a claim amount of $128,000.00 .

The investor was paid $85,000.00 by the brokers’ firm.

See more information on FINRA’s BrokerCheck site for Wenjinn James Chang.

Did you have a negative experience with Wenjinn James Chang?

If you had a negative experience or issue with Wenjinn James Chang and INDEPENDENT FINANCIAL GROUP, LLC from ROCKVILLE, MD, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Wenjinn James Chang, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Wenjinn James Chang and INDEPENDENT FINANCIAL GROUP, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.