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Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.
Our securities attorneys are seeking to speak with former customers regarding potential investment-related claims. If you have concerns about securities sold to you by this broker, contact Halling & Cayo, S.C. today.
Claim(s) Made Against William Bernard Tunink:
Claim Date: 12/29/2025
“Customers allege the representative did not act in the best interest of the retail customer by obtaining loans from the customer and borrowing funds from Customer for an investment opportunity away from the firm.”
This claim, as of this posting, is currently Settled with a claim amount of $400,000.00 .
The investor was paid $76,208.97 by the brokers’ firm.
Claim Date: 9/9/2025
“Advisor borrowed funds from customer for investment opportunity away from the Firm.”
This claim, as of this posting, is currently Settled with a claim amount of $15,000.00 .
The investor was paid $190,521.57 by the brokers’ firm.
Claim Date: 2/24/2026
“Advisor borrowed funds from customer for investment opportunity away from the Firm”
This claim, as of this posting, is currently Settled with a claim amount of $41,000.00 .
The investor was paid $41,000.00 by the brokers’ firm.
Claim Date: 2/18/2026
“Broker obtained loans from Claimant, which were used for an investment opportunity away from the firm. Timeframe: February 2025.”
This claim, as of this posting, is currently Pending with a claim amount of $79,040.00 .
Claim Date: 11/5/2025
“Advisor borrowed funds from customer for investment opportunity away from the Firm”
This claim, as of this posting, is currently Settled with a claim amount of $105,802.00 .
The investor was paid $105,820.00 by the brokers’ firm.
Claim Date: 10/29/2025
“Advisor borrowed funds from customer for investment opportunity away from the Firm.”
This claim, as of this posting, is currently Settled with a claim amount of $106,732.00 .
The investor was paid $106,732.00 by the brokers’ firm.
Claim Date: 3/12/2026
“Advisor borrowed funds from customer for investment opportunity away from the Firm.”
This claim, as of this posting, is currently Settled with a claim amount of $307,131.36 .
The investor was paid $91,895.36 by the brokers’ firm.
Claim Date: 10/28/2025
“Advisor borrowed funds from customer for investment opportunity away from the Firm.”
This claim, as of this posting, is currently Settled with a claim amount of $59,500.00 .
The investor was paid $59,500.00 by the brokers’ firm.
Claim Date: 10/6/2025
“Advisor borrowed funds from customer for investment opportunity away from the Firm.”
This claim, as of this posting, is currently Pending with a claim amount of $91,800.00 .
Claim Date: 1/29/2026
“Broker obtained loans from customer, some of which were used for an investment opportunity away from the firm. Time frame: November 2024 to September 2025.”
This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .
As of 9/8/2026, this claim status is Settled.
See more information on FINRA’s BrokerCheck site for William Bernard Tunink.