William Henry Kumm (CRD#1709243) and LEVEL FOUR FINANCIAL, LLC

There is a way to recover investment losses

Did you lose money on investments recommended by this financial advisor? Our legal team is available to speak with customers regarding potential claims for recovery. A review of their professional history shows the following Previously Reported Complaints:

Any previous customer complaints are made publicly available by FINRA. Reviewing these reports can help investors understand the regulatory history of their financial professionals.

Claim(s) Made Against William Henry Kumm:

Claim Date: 4/27/2026

“WILLIAM KUMM FAILED TO PROVIDE ADVICE RELATING TO THE ANNUITIZATION OF AN ANNUITY DURING THE TIME FRAME OF FEBRUARY 8, 2023 (THE NOTICE DATE) AND APRIL 10, 20123 (THE ANNUITIZATION DATE).”

This claim, as of this posting, is currently Pending with a claim amount of $168,338.00 .

See more information on FINRA’s BrokerCheck site for William Henry Kumm.

Were you a customer of William Henry Kumm?

The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration) If you were a customer of William Henry Kumm and LEVEL FOUR FINANCIAL, LLC and suffered investment losses, please contact the Securities Lawyers. We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Learn about potential claims for investment recovery, Types of Broker Misconduct and Fraud , or about the FINRA arbitration process, Guide to the FINRA Arbitration Process .

If you had a negative experience or issue with William Henry Kumm and LEVEL FOUR FINANCIAL, LLC from BLOOMFIELD HILLS, MI, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as William Henry Kumm, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker?.)

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.

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