The Securities Lawyers at Halling & Cayo, S.C. are interested in talking to customers that believe that they may have…
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Shawn Eric Steadman (CRD#6534547) and DAVID LERNER ASSOCIATES, INC.
Claim(s) Made Against Shawn Eric Steadman: Claim Date: 8/17/2026 “Allegations: unsuitability, misrepresentation/omission and breach of fiduciary duty. Allegation period: June…
Stephen Michael Hooks (CRD#5020190) and J.P. MORGAN SECURITIES LLC
Claim(s) Made Against Stephen Michael Hooks: Claim Date: 8/12/2026 “Customer alleges unsuitable investment recommendation regarding managed account investment.” This claim,…
Stephen Daniel Ostrofsky (CRD#1551279) and CAMBRIDGE INVESTMENT RESEARCH, INC.
Claim(s) Made Against Stephen Daniel Ostrofsky: Claim Date: 8/11/2026 “Customer alleges unsuitable recommendations, misrepresentations, and omissions of material risks in…
Elzie Nathaniel Ross (CRD#6677969) and CETERA INVESTMENT SERVICES LLC
Claim(s) Made Against Elzie Nathaniel Ross: Claim Date: 8/10/2026 “Client alleges the RR made misrepresentations in connection with a VUL…
Ryan Bell (CRD#3100068) and STIFEL, NICOLAUS & COMPANY, INCORPORATED
Claim(s) Made Against Ryan Bell: Claim Date: 8/7/2026 “Client’s attorney alleged a number of securities law and regulatory violations, including…
Delia Janeth Diaz-Guadarrama (CRD#4373392) and ALLSTATE FINANCIAL SERVICES, LLC
Claim(s) Made Against Delia Janeth Diaz-Guadarrama: Claim Date: 8/6/2026 “Customer alleges misrepresentation, conflict of interest, breaches of duty, and unsuitable…
Michael Patrick Sullivan (CRD#2948744) and OSAIC WEALTH, INC.
Claim(s) Made Against Michael Patrick Sullivan: Claim Date: 8/6/2026 “Customer alleges negligence and supervisory failures concerning Roth IRA recommendations, by…
Lisa Popick Sehgal (CRD#1192994) and FIDELITY BROKERAGE SERVICES LLC
Claim(s) Made Against Lisa Popick Sehgal: Claim Date: 8/5/2026 “Customer alleged that the representative made an unsuitable recommendation to invest…
Peter Forman (CRD#7278274) and FIDELITY BROKERAGE SERVICES LLC
Claim(s) Made Against Peter Forman: Claim Date: 8/5/2026 “Customer alleged that the representative made an unsuitable recommendation to invest in…
Eric A Fiallo (CRD#5123703)
Claim(s) Made Against Eric A Fiallo: Claim Date: 8/4/2026 “Customers allege representative borrowed money from them which he failed to…
Michael Archimede (CRD#5701306)
Claim(s) Made Against Michael Archimede: Claim Date: 8/4/2026 “Customers allege representative sold securities not offered by the firm” This claim,…