Financial advisors with SagePoint reviewed for alleged unsuitable recommendations to Zolla High Yield Fund

The Securities Lawyers are reviewing Between SAGEPOINT FINANCIAL ADVISORS for recommending Sagepoint customers invest with Family Wealth Legacy and Zolla High Yield Fund.

Upon information and belief, Matthew Piercy is the subject of a grand jury investigation issued by the US Attorneys for the Eastern District of California with regards to his role as managing partner of Family Wealth Legacy and the Zolla High Yield Fund. If you or a family member has suffered losses from investments with Family Wealth Legacy and Zolla High Yield Fund as a customer of SagePoint, we may be able to help you recover your losses. Contact Us today for a free consultation.

SagePoint Financial, Inc. (133763)

is a broker-dealer based out of Phoenix, AZ and has more than 20 disclosures of regulatory events and Arbitration awards against it on its CRD, including:

Arbitration 07-03412 – Alleged breach of fiduciary duty and failure to supervise. Award: $490,350.06 for the Customer

Arbitration 11-02035 – Alleged Breach of Fiduciary Duty and misrepresentation. Award: $284,162.25 for the Customer

Arbitration 13-01039 – Alleged breach of fiduciary duty, misrepresentation, and omission of facts. Award: $1,462,000.00 for the Customer

SagePoint Locations Include

  • Appleton, WI
  • Wauwatosa, WI
  • Milwaukee, WI
  • De Pere, WI
  • Madison, WI
  • La Crosse, WI
  • Green Bay, WI
  • Jerseyville, IL
  • Lombard, IL
  • Warrenville, IL
  • Aurora, IL
  • Barrington, IL

We are reviewing alleged claims regarding potentially unsuitable recommendations from SagePoint Financial Advisors into Family Wealth Legacy and the Zolla High Yield Fund. You may have a claim to recover your losses in a FINRA Arbitration. The Investment Recovery Team at Halling & Cayo, S.C. can help. We take cases all over the country, and we only get paid if we win. Contact us to review your case.

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.