A recovery via confidential settlement agreement was reached for an elderly investor who had been sold unsuitable GWG L-Bond Investments. The broker that sold the investments misrepresented the underlying investment as well as a failure of due diligence by the Broker-Dealer
The Securities Lawyers team was able to obtain a substantial recovery for the investor via a confidential settlement agreement to resolve the pending FINRA Arbitration.
Seth Hill is a Shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and part of its Securities Litigation team.
Attorney Hill’s practice focuses on investor’s rights and securities litigation within the FINRA arbitration forum.
Contact him at 414-271-3400 or via e-mail at DSH@hallingcayo.com to see if he can help recover funds.