Joseph Chu, Financial Advisor with RBC, involved in Customer Dispute seeking over $1.6 million in damages

Mr. Chu is accused of breaching his Fiduciary Duty and over-concentration in oil and gas investments

The Securities Lawyers are investigating allegations regarding Joseph Chu and alleged misconduct. If you or a family member has suffered losses from investments with RBC and Mr. Chu, we may be able to help you recover your losses. Contact Us today for a free consultation.

Joseph Ijong Chu (4546805)

is a financial advisor at the Royal Bank of Canada (RBC) since 2018. He was previously at Merrill Lynch from 2002-2018.

Mr. Chu has two other disclosures on his BrokerCheck report with FINRA:

1. July 9, 2020, Customer Dispute:

Claimants are alleging that the Financial Advisor misrepresented the risk of allocation in Energy and Material sectors investments and over concentrated the Claimant’s accounts in highly volatile investments.

Damage Amount Requested

2. May 5, 2008, Customer Dispute:

Client alleges that the Financial Advisor made unsuitable investment recommendations.

Damage Amount Requested

We are investigating claims regarding unsuitable investments from Joseph Chu. You may have a claim to recover your losses in a FINRA Arbitration. The Investment Recovery Team at Halling & Cayo, S.C. can help. We take cases all over the country, and we only get paid if we win. Contact us to review your case.

Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover funds.