Securities Litigation refers to disputes involving securities and the securities industry that are resolved via court litigation or arbitration (typically through the Financial Industry Regulatory Authority – “FINRA” – the self-regulatory body for the securities industry). The Securities Lawyers with Halling & Cayo, S.C. have more than 60 years of combined experience litigating these cases nationwide.

“Atty. Sean Sweeney exhibited a youthful, energetic commitment to my position that was combined with a confident extremely competent grasp of the law in this area. I could not have come up with a better team of advocates at a time when they were needed the most.”

– Jim T.

The most recent recoveries from our Securities Litigation and Arbitration practice group include:

Settlement Secured: GWG L-Bonds & The Breach of

Settlement Secured: GWG L-Bonds & The Breach of “Best Interest”

The Securities Lawyers at Halling & Cayo, S.C. are pleased to announce the successful settlement of a FINRA arbitration claim…

The Securities Lawyers at Halling & Cayo, S.C. Secure Settlement for Retirees in Variable Annuity Misrepresentation Case

The Securities Lawyers at Halling & Cayo, S.C. Secure Settlement for Retirees in Variable Annuity Misrepresentation Case

The Securities Lawyers at Halling & Cayo, S.C. are pleased to announce the successful resolution of a FINRA arbitration claim…

Settlement Secured: Jackson Perspective L-Series Annuity & The

Settlement Secured: Jackson Perspective L-Series Annuity & The “Guaranteed” Death Benefit Illusion

The Securities Lawyers at Halling & Cayo, S.C. are pleased to announce the successful settlement of a FINRA arbitration claim…

The Securities Lawyers Secure Recovery for Investor in Mutual to Stock Conversion Failure

The Securities Lawyers Secure Recovery for Investor in Mutual to Stock Conversion Failure

The Securities Lawyers at Halling & Cayo, S.C. are pleased to announce that we have successfully secured a financial recovery…