A significant recovery via confidential mediation was reached for the family of an estate where we had alleged that the broker engaged in the practice known as “Twisting” (replacing variable annuities for the commissions).
The Securities Lawyers team was able to obtain a substantial recovery for the family via a confidential mediation which resolved the FINRA arbitration that had been brought.
Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.