A significant recovery via confidential mediation was reached for our client where we had alleged that the broker made improper and unsuitable recommendations into various variable annuities as a retirement planning strategy over the previous 12 years. The investments earned very low returns while the market expanded significantly.
The Securities Lawyers team was able to obtain a substantial recovery for the customer via a confidential mediation which resolved the FINRA arbitration that had been brought.
Seth Hill is a Shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and part of its Securities Litigation team.
Attorney Hill’s practice focuses on investor’s rights and securities litigation within the FINRA arbitration forum.
Contact him at 414-271-3400 or via e-mail at DSH@hallingcayo.com to see if he can help recover funds.