The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Andrew Clifton Keller (CRD#4682790 ) regarding allegations made regarding the following:
Claim(s) Made Against Andrew Clifton Keller:
Claim Date: 2/26/2024
“During the period of 2021-2023, customer implement various investment and other financial strategies pursuant to the Advisor‘s advice. Customer alleges negligence, unsuitability and breach of fiduciary duty.”
This claim, as of this posting, is currently Pending with a claim amount of $140,000.00 .
See more information on FINRA’s BrokerCheck site for Andrew Clifton Keller .
Were you a client of Andrew Clifton Keller?
The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration .) If you were a customer of Andrew Clifton Keller and PURSHE KAPLAN STERLING INVESTMENTS and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
If you had a negative experience or issue with Andrew Clifton Keller and PURSHE KAPLAN STERLING INVESTMENTS from Houston, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Andrew Clifton Keller, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
