On the heals of GPB Capital Founder being indicted, the Securities Lawyers from Halling and Cayo, S.C. are investigating claims… Read More →
Financial advisors with SagePoint reviewed for alleged unsuitable recommendations to Zolla High Yield Fund
The Securities Lawyers are reviewing Between SAGEPOINT FINANCIAL ADVISORS for recommending Sagepoint customers invest with Family Wealth Legacy and Zolla… Read More →
Joseph Chu, Financial Advisor with RBC, involved in Customer Dispute seeking over $1.6 million in damages
Mr. Chu is accused of breaching his Fiduciary Duty and over-concentration in oil and gas investments The Securities Lawyers are… Read More →
Can I recover losses from Spirit of America Energy Fund (MUTF: SOAEX)?
A failure to diversify your account, particularly in volatile sectors like the energy sector, could mean you have a claim… Read More →
Can I recover damages for overconcentration by Oppenheimer & Co, Inc.?
A failure to diversify your account, particularly in volatile sectors like the energy sector, could mean you have a claim… Read More →
Can I Recover Losses from the United States Oil Fund LP (NYSEMKT:USO)?
The oil market took a nosedive recently. As a result, the United States Oil Fund, LP (NYSEMKT:USO) dropped significantly. This… Read More →
Losses from Oil and Gas Investments
Now is the time to reassess your portfolio’s concentration in oil and gas investments. This past month, global oil and… Read More →
Investor “claims” is not a Four Letter Word
For reasons that I cannot understand, there is a perception at times that someone who brings a claim against their… Read More →
Can I recover my stock market losses from the Coronavirus?
As the financial markets continue to reel from the Coronavirus and its effects on the economy, people are seeing years… Read More →
Can I Recover Losses Suffered Due to Robinhood Crash(es)?
Robinhood Securities is a broker-dealer registered with FINRA under Robinhood Securities, LLC and Robinhood Financial, LLC that provides “free stock”… Read More →
GPB Capital Holdings Under Investigation for Securities Fraud
The Securities Lawyers from Halling and Cayo, S.C. are investigating claims against brokers that have recommended and sold GPB Capital… Read More →
Mr. Sweeney Goes to Washington – Protecting Investors with Congress
As the co-chair of the legislative committee for the Public Investors Arbitration Bar Association, I am excited about the initiatives… Read More →