The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Arni Jay Diamond (CRD#2667392) regarding allegations made regarding the following:
Claim(s) Made Against Arni Jay Diamond:
Claim Date: 4/28/2020
“Unsuitable recommendations, failure to supervise, breach of contract and fiduciary duty.”
This claim, as of this posting, is currently Settled with a claim amount of $100,001.00 .
The investor was paid $21,302.00 by the brokers’ firm.
Claim Date: 4/22/2020
“Unsuitable investment recommendations, supervisory and due diligence failures.”
This claim, as of this posting, is currently Settled with a claim amount of $15,480.74 .
The investor was paid $15,480.74 by the brokers’ firm.
Claim Date: 1/6/2020
“Unsuitable investments”
This claim, as of this posting, is currently Settled with a claim amount of $200,000.00 .
The investor was paid $46,445.00 by the brokers’ firm.
Claim Date: 5/8/2023
“Breach of Fiduciary Duty Negligence and Negligent Misrepresentation Breach of Contract Negligence – Violation of Regulation Best Interest”
This claim is currently Pending with a claim amount of $50,000.00 .
As of 1/7/2024, this claim status is Settled.
Claim Date: 5/24/2023
“Breach of Fiduciary Duty Negligence and Negligent Misrepresentation Breach of Contract Negligence – Violation of Regulation Best Interest”
This claim is currently Pending with a claim amount of $50,000.00 .
Claim Date: 5/16/2022
“Client alleges unsuitable transaction.”
This claim is currently Settled with a claim amount of $25,000.00 .
The investor was paid $12,000.00 by the brokers’ firm.Claim Date: 9/27/2022
“UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTING INVESTMENTS”
This claim is currently Pending.
As of 10/10/2023, this claim status is Settled.
See more information on FINRA’s BrokerCheck site for Arni Jay Diamond.