Claims Against Stock Brokers

Brian David Rockowitz (CRD#1892992) and MADISON GLOBAL PARTNERS LLC

Sean Sweeney -

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Brian David Rockowitz (CRD#1892992) regarding allegations made regarding the following:

Claim(s) Made Against Brian David Rockowitz:

Claim Date: 4/8/2020

“CLAIMENT ALELEGES UNSUITABLILTY, BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY”

This claim, as of this posting, is currently Settled with a claim amount of $47,888.00 .

The investor was paid $19,353.87 by the brokers’ firm.

Claim Date: 12/15/2022

“Time frame: December 2014 – February 2017. Claimant alleges suitability, churning, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, omission of material facts”

This claim is currently Pending with a claim amount of $8,985.00 .

See more information on FINRA’s BrokerCheck site for Brian David Rockowitz.

Did you have problems with Brian David Rockowitz?

If you had a negative experience or issue with Brian David Rockowitz and MADISON GLOBAL PARTNERS LLC from HAUPPAUGE, NY, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Brian David Rockowitz, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.

The Securities Lawyers are researching bringing claims on behalf of individual(s) and/or a group of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of these types of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” If you were a customer of Brian David Rockowitz and MADISON GLOBAL PARTNERS LLC and suffered investment losses, please contact the Securities Lawyers. We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.