The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Carolina Juyeun Hong (CRD#5731357 ) regarding allegations made regarding the following:
Claim(s) Made Against Carolina Juyeun Hong:
Claim Date: 3/17/2024
“Customer alleges annuities sold in 2016 and 2017 were unsuitable for their needs based on policy fees.”
This claim, as of this posting, is currently Pending with a claim amount of $5,000.00 .
See more information on FINRA’s BrokerCheck site for Carolina Juyeun Hong .
Were you a client of Carolina Juyeun Hong?
If you had a negative experience or issue with Carolina Juyeun Hong and EQUITABLE ADVISORS, LLC from SHERMAN OAKS, CA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Carolina Juyeun Hong, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Carolina Juyeun Hong and EQUITABLE ADVISORS, LLC and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
