The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Chuck A Roberts (CRD#2064602) regarding allegations made regarding the following:
Claim(s) Made Against Chuck A Roberts:
Claim Date: 7/21/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida securities and investor protection act.”
This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .
Claim Date: 8/11/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, and breach of contract.”
This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .
Claim Date: 5/24/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida securities and investor protection act.”
This claim, as of this posting, is currently Pending with a claim amount of $500,000.00 .
Claim Date: 5/26/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the California Corporations Code.”
This claim, as of this posting, is currently Pending with a claim amount of $1,000,000.00 .
Claim Date: 6/9/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida securities and investor protection act.”
This claim, as of this posting, is currently Pending with a claim amount of $5,000,000.00 .
Claim Date: 4/11/2023
“Customer alleges that he was misled about the risks and characteristics of certain investments.”
This claim is currently Denied.
Claim Date: 5/3/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida securities and investor protection act.”
This claim is currently Pending with a claim amount of $5,000,000.00 .
Claim Date: 5/10/2023
“Claimants allege a breach of fiduciary duty, negligence, fraud, breach of contract, violation of the Florida securities and investor protection act, and violation of ERISA.”
This claim is currently Pending with a claim amount of $5,000,000.00 .
Claim Date: 5/12/2023
“Claimants allege breach of fiduciary duty, negligence, fraud, breach of contract, and violation of the Florida securities and investor protection act.”
This claim is currently Pending with a claim amount of $5,000,000.00 .
Claim Date: 12/23/2022
“Claimants allege unsuitability, negligence/gross negligence, breach of FINRA rules, breach of fiduciary duty, breach of contract, and unjust enrichment in connection with investments purchased at Stifel.”
This claim is currently Pending with a claim amount of $3,000,000.00 .
Claim Date: 10/24/2022
“Claimant alleges negligence (breach of FINRA Rules), negligent misrepresentation, and breach of fiduciary duty in connection with an outside investment in a hedge fund and with investments purchased at Stifel.”
This claim is currently Pending with a claim amount of $1,000,000.00 .
See more information on FINRA’s BrokerCheck site for Chuck A Roberts.