The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Craig M Fredrickson (CRD#1202302 ) regarding allegations made regarding the following:
Claim(s) Made Against Craig M Fredrickson:
Claim Date: 2/13/2024
“The claimant alleges the investments he purchased in 2015 were unsuitable and was misrepresented to him. In addition the client alleges that the Firm and registered representative breached their fiduciary duties and that the Firm failed to supervise the representative.”
This claim, as of this posting, is currently Pending with a claim amount of $499,999.00 .
See more information on FINRA’s BrokerCheck site for Craig M Fredrickson .
Were you a client of Craig M Fredrickson?
If you are a current or former client of Craig M Fredrickson and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. from BOUNTIFUL, UT, and have encountered any issues or problems with your account or investments, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Craig M Fredrickson, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision. (More information in our video, When can you bring a claim against your financial advisor .)
The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing? .) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Craig M Fredrickson and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
