The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Dale Lee Anderson (CRD#1362249 ) regarding allegations made regarding the following:
Claim(s) Made Against Dale Lee Anderson:
Claim Date: 2/22/2024
“Statement of Claim alleges an investment recommendation was made for the purpose of generating high commissions and fees and that Claimants were deprived of the ability to generate reasonable returns that would have been received in a diversified portfolio.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Dale Lee Anderson .
Did you have a negative experience with Dale Lee Anderson?
Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Dale Lee Anderson and experienced investment losses, please contact the Securities Lawyers . (See more detail in our video, What are the most common securities cases? .) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Dale Lee Anderson, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Dale Lee Anderson, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
