The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Diane Marie Hansen (CRD#1773124 ) regarding allegations made regarding the following:
Claim(s) Made Against Diane Marie Hansen:
Claim Date: 10/22/2022
“Client alleges that the advisor allocated a major portion of their assets into bond funds during a time of rising interest rates, resulting in a large decrease in portfolio value. The activity dates leading to the allegation are September 15, 2021, through August 26, 2022.”
This claim is currently Closed-No Action.
See more information on FINRA’s BrokerCheck site for Diane Marie Hansen .
Were you a customer of Diane Marie Hansen?
If you were a customer of Diane Marie Hansen and VANGUARD MARKETING CORPORATION from CHARLOTTE, NC and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video “Warning signs of a bad financial advisor ”). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Diane Marie Hansen, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.
The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Diane Marie Hansen and VANGUARD MARKETING CORPORATION and experienced investment losses, please contact the Securities Lawyers . We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
