The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Fredrick John Troendle (CRD#2811870 ) regarding allegations made regarding the following:
Claim(s) Made Against Fredrick John Troendle:
Claim Date: 12/23/2022
“Customer alleges the Financial Professional failed to consider the timing of discretionary trades, resulting in unnecessary taxes due.”
This claim is currently Pending with a claim amount of $75,000.00 .
See more information on FINRA’s BrokerCheck site for Fredrick John Troendle .
Were you a customer of Fredrick John Troendle?
We are currently considering bringing claims on behalf of individual investors or groups of investors who have lost funds. Many customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Fredrick John Troendle and ROYAL ALLIANCE ASSOCIATES, INC. and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
If you had a negative experience or issue with Fredrick John Troendle and ROYAL ALLIANCE ASSOCIATES, INC. from ST. CHARLES, MN, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Fredrick John Troendle, and ensure that they follow all securities rules and regulations and internal policies. If a brokerage firm fails to do so, it may be held liable for investment losses sustained by customers.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
