Gerald O’Niell Mcginley (CRD#1811084) and UBS FINANCIAL SERVICES INC.

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Gerald O’Niell Mcginley (CRD#1811084) regarding allegations made regarding the following:

Claim(s) Made Against Gerald O’Niell Mcginley:

Claim Date: 3/15/2024

“Time frame: January 2018 – Present Allegations: Claimant alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.”

This claim, as of this posting, is currently Pending.

See more information on FINRA’s BrokerCheck site for Gerald O’Niell Mcginley.

Did you have an investment issue with Gerald O’Niell Mcginley?

If you were a customer of Gerald O’Niell Mcginley and UBS FINANCIAL SERVICES INC. from NEW YORK, NY and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video, Warning signs of a bad financial advisor). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Gerald O’Niell Mcginley, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Gerald O’Niell Mcginley and UBS FINANCIAL SERVICES INC. and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers


Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at to see if he can help recover your funds.