The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kevin Winthrop Paasch (CRD#2213833 ) regarding allegations made regarding the following:
Claim(s) Made Against Kevin Winthrop Paasch:
Claim Date: 2/15/2024
“It is alleged that in 2021, the rep didn‘t sell and transfer assets as instructed, and later transferred money that had been in the customer‘s joint account over to an account held by just one of the joint account holders, contrary to the instructions that had been given, resulting in financial harm.”
This claim, as of this posting, is currently Pending with a claim amount of $1,100,000.00 .
See more information on FINRA’s BrokerCheck site for Kevin Winthrop Paasch .
Were you a client of Kevin Winthrop Paasch?
If you had a negative experience or issue with Kevin Winthrop Paasch and MML INVESTORS SERVICES, LLC from Virginia Beach, VA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Kevin Winthrop Paasch, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration ) If you were a customer of Kevin Winthrop Paasch and MML INVESTORS SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
