The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Michael Oates (CRD#4124985 ) regarding allegations made regarding the following:
Claim(s) Made Against Michael Oates:
Claim Date: 2/19/2024
“Customer complained that they have been charged fees in excess of expected percentage. (8/5/2020-2/19/2024)”
This claim, as of this posting, is currently Denied.
See more information on FINRA’s BrokerCheck site for Michael Oates .
Did you have problems in an account managed by Michael Oates?
Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Michael Oates, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Michael Oates and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC from MORGANTOWN, WV, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now? .)
The Securities Lawyers have recovered millions of dollars for investors across the United States and represent individuals and groups of investors who have suffered losses.These claims are typically resolved through FINRA Arbitration, as all brokerage firms embed binding arbitration clauses into their customer new account forms. (What is the disadvantage of FINRA arbitration ) If you were a customer of Michael Oates and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
