Claims Against Stock Brokers

Michael Victor Young (CRD#3242751) and AURORA SECURITIES

Sean Sweeney -

The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Michael Victor Young (CRD#3242751) regarding allegations made regarding the following:

Claim(s) Made Against Michael Victor Young:

Claim Date: 2/15/2024

“Client alleges negligence, gross negligence, breach of fiduciary duty, breach of contract, fraud, negligent misrepresentations, negligent supervision, and violations of State, SEC, and FINRA rules including, but not limited to: violations of 10-04-15 of the North Dakota Securities Act of 1951, Section 206(4) of and Rule 206(4)-7 under the Investment Advisers Act of 1940, FINRA Rule 2010, Standards of Commercial Honor and Principals of Trade: FINRA Rule 2111, Suitability; FINRA Rule 3010, Supervision; and FINRA Rule 2020, Use of Manipulative, Deceptive or Other Fraudulent Devices.”

This claim, as of this posting, is currently Pending with a claim amount of $130,000.00 .

See more information on FINRA’s BrokerCheck site for Michael Victor Young.

Did you have problems in an account managed by Michael Victor Young?

If you were a client of Michael Victor Young and AURORA SECURITIES from Fargo, ND and had lost money in your account that does not seem right, we are interested in discussing the possibility of pursuing a claim on your behalf. (The value of having a lawyer look at your claim is discussed more thoroughly in our video, Do I need a lawyer for my FINRA arbitration?.) Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Michael Victor Young. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.

Millions of dollars are lost each year by investors due to breaches of duty by their brokers or the firms they work for, we help investors recover that money. If you were a customer of Michael Victor Young and AURORA SECURITIES and experienced investment losses, please contact the Securities Lawyers. (See more detail in our video, What are the most common securities cases?.) We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.

Contact The Securities Lawyers

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Sean M. Sweeney is a shareholder at Halling and Cayo, a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.

He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.

Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.