The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Philip Scott Bradshaw (CRD#5111576 ) regarding allegations made regarding the following:
Claim(s) Made Against Philip Scott Bradshaw:
Claim Date: 2/13/2023
“The customer alleges misrepresentations related to the purchase of a mutual fund in May 2021.”
This claim is currently Pending.
Claim Date: 10/18/2022
“Clients allege that representative failed to act in their best interest from August 2020 through October 2022.”
This claim is currently Pending.
See more information on FINRA’s BrokerCheck site for Philip Scott Bradshaw .
Have an issue with Philip Scott Bradshaw?
The Securities Lawyers have recovered millions of dollars for investors across the country and are currently investigating the possibility of bringing claims on behalf of individual or group investors who have suffered losses. If you were a customer of Philip Scott Bradshaw and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and experienced investment losses, please contact the Securities Lawyers . We only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It is important to note that there may be time limits or statutes of limitations that apply to your claim, so it is crucial to speak with an attorney as soon as possible.
If you were a client of Philip Scott Bradshaw and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from SAN DIEGO, CA and had a negative experience, we are interested in discussing the possibility of pursuing a claim on your behalf. Brokerage firms are responsible for overseeing the actions of their registered representatives and must ensure that their financial advisors comply with all relevant regulations and company policies. The brokerage firm may be held liable for any investment losses suffered by customers due to their failure to properly supervise their agents, such as Philip Scott Bradshaw. The Securities Lawyers at Halling & Cayo, S.C. have helped investors recover millions of dollars in the past.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
