The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Ronald Burton Smith (CRD#2483733) regarding allegations made regarding the following:
Claim(s) Made Against Ronald Burton Smith:
Claim Date: 12/28/2022
“Client alleges: 1. Certain trade instructions were not followed 2. Mr Smith misrepresented account positions 3. Mr Smith ommitted to advise of margin balance and existence of short option positions Per the claim, events occured between MArch and May of 2021. [REDACTED] maintained a discretionary advisory account with PTS Brokerage. [REDACTED] (husband) would often call Mr Smith to transmit unsolicited trade orders. The account was established in 2013 and closed in 2021. PTS Brokerage was unaware of any allegations until recently received correspondence from Mr. Weintraub and FINRA Dispute Resolution.”
This claim is currently Pending with a claim amount of $2,000,000.00 .
