The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Stephen Herman Wedel (CRD#1221992 ) regarding allegations made regarding the following:
Claim(s) Made Against Stephen Herman Wedel:
Claim Date: 5/16/2022
“Customers allege that between May 2014 and June 2018, representative concentrated investments in customers’ account in a publicly traded BDC that was inappropriate for the customers’ investment objectives.”
This claim is currently Settled with a claim amount of $95,000.00 .
The investor was paid $8,000.00 by the brokers’ firm.
See more information on FINRA’s BrokerCheck site for Stephen Herman Wedel .
Have an issue with Stephen Herman Wedel?
If you are a former client of Stephen Herman Wedel and PRIVATE CLIENT SERVICES, LLC from Naples, FL, and have encountered any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. want to speak with you about the possibility of pursuing a claim. Brokerage firms have a duty to oversee all of their registered representatives, including Stephen Herman Wedel, and ensure that they follow all securities regulations, rules, and internal policies. If a brokerage firm fails in this duty, it may be held accountable for investment losses sustained by customers due to a lack of supervision.
The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of Stephen Herman Wedel and PRIVATE CLIENT SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
