The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against William Barney Carter (CRD#2788976 ) regarding allegations made regarding the following:
Claim(s) Made Against William Barney Carter:
Claim Date: 5/19/2022
“Clients alleged that an unnecessary delay by their advisor with respect to their request to liquidate their portfolio, including their advisory accounts, caused market losses.”
This claim is currently Pending.
See more information on FINRA’s BrokerCheck site for William Barney Carter .
Were you a client of William Barney Carter?
If you were a client of William Barney Carter and AMERIPRISE FINANCIAL SERVICES, LLC from Wilmington, DE, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including William Barney Carter, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.
The Securities Lawyers have recovered millions of dollars for investors across the United States and are currently investigating the possibility of representing individual or group investors who have suffered losses. If you were a customer of William Barney Carter and AMERIPRISE FINANCIAL SERVICES, LLC and suffered investment losses, please contact the Securities Lawyers . We will only receive payment if we are able to recover your money, and you may be eligible for financial compensation. It’s important to note that there may be time limits or statutes of limitations that apply to your claim, so it’s crucial to speak with an attorney as soon as possible.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
