The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Bradley Alan Bowman (CRD#2898756 ) regarding allegations made regarding the following:
Claim(s) Made Against Bradley Alan Bowman:
Claim Date: 3/19/2024
“Estate co-executor alleges representative recommended unsuitable investments to his now-deceased father-in-law some time prior to 2014.”
This claim, as of this posting, is currently Pending.
See more information on FINRA’s BrokerCheck site for Bradley Alan Bowman .
Did you have a negative experience with Bradley Alan Bowman?
The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration .) If you were a customer of Bradley Alan Bowman and LPL FINANCIAL LLC and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
If you had a negative experience or issue with Bradley Alan Bowman and LPL FINANCIAL LLC from HOUSTON, TX, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Bradley Alan Bowman, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
