The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Kenneth Alan Surber (CRD#1533864 ) regarding allegations made regarding the following:
Claim(s) Made Against Kenneth Alan Surber:
Claim Date: 3/18/2024
“The client alleges the financial advisor did not adjust investments in the trust account to preserve the trust‘s principal.”
This claim, as of this posting, is currently Pending with a claim amount of $236,000.00 .
See more information on FINRA’s BrokerCheck site for Kenneth Alan Surber .
Did you have a negative experience with Kenneth Alan Surber?
Recovery can often depend on finding a lawyer that “specializes in securities complaints” as the SEC reminds investors. (See more information in our video, How to file a complaint against a Financial Advisor .) If you are a former customer of Kenneth Alan Surber and EDWARD JONES and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
If you had a negative experience or issue with Kenneth Alan Surber and EDWARD JONES from HARRISONBURG, VA, the Securities Lawyers at Halling & Cayo, S.C. may be able to help you. Brokerage firms have a duty to supervise all registered representatives, such as Kenneth Alan Surber, and ensure that they follow all securities rules and regulations and internal policies. Liability for the losses sustained by its customers extends to the Brokerage Firm that the broker was registered with at the time of the breach of his/her standard of care. (We explain in more detail in our video, Do you dare sue your broker? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
