The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Brandon Scott Jochim (CRD#4478208 ) regarding allegations made regarding the following:
Claim(s) Made Against Brandon Scott Jochim:
Claim Date: 3/18/2024
“The client alleged that the advisor neglected to monitor their accounts and provided unsuitable recommendations starting in 2021, causing a loss to their portfolio.”
This claim, as of this posting, is currently Pending with a claim amount of $250,000.00 .
See more information on FINRA’s BrokerCheck site for Brandon Scott Jochim .
Did you have a negative experience with Brandon Scott Jochim?
The investment recovery lawyers at Halling & Cayo S.C. bring claims on behalf of individual investors or groups of investors who have lost funds. Most of these customers have signed FINRA arbitration agreements that outline the process for resolving disputes, including claims for investment loss recovery. (See our discussion of FINRA in our video, Is FINRA a good thing? .) As the SEC advises, it is important to find an attorney who has experience handling securities complaints. If you were a customer of Brandon Scott Jochim and AMERIPRISE FINANCIAL SERVICES, LLC and experienced investment losses, please get in touch with the Securities Lawyers . We only receive payment if we can recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to contact an attorney as soon as possible.
If you were a customer of Brandon Scott Jochim and AMERIPRISE FINANCIAL SERVICES, LLC from Portland, OR and had a similar issue or experience, we are interested in discussing a potential claim with you. Brokerage firms have a responsibility to supervise all representatives who are registered through their firm. (See our video, Warning signs of a bad financial advisor ). Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. The brokerage firm is not only legally responsible for the acts of its agents, like Brandon Scott Jochim, the broker dealer may also be liable for investment losses sustained by customers for a failure to supervise. The Securities Lawyers at Halling & Cayo, S.C. have recovered millions of dollars for investors across the country.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
