The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Joseph Patrick Roop (CRD#2774470) regarding allegations made regarding the following:
Claim(s) Made Against Joseph Patrick Roop:
Claim Date: 1/29/2020
“Mr. Roop failed to conduct reasonable due diligence and recommended an investment strategy comprised of speculative and unsuitable securities pursuant to material misrepresentations and omissions offered by Cottonwood and GPB Capital Holdings, LLC”
This claim, as of this posting, is currently Settled with a claim amount of $65,000.00 .
The investor was paid $17,500.00 by the brokers’ firm.
Claim Date: 11/29/2022
“negligence, breach of fiduciary duties, fraudulent misrepresentation, and breach of contract”
This claim is currently Pending with a claim amount of $220,000.00 .
Claim Date: 4/28/2022
“August 2016 to March 2019 – Unsuitable recommendations, Roop‘s recommendations, misrepresentations, and misleading statements were in violation of FINRA Rules of Conduct 2110, 2111 and 2120”
This claim is currently Pending with a claim amount of $200,000.00 .
