The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Mark Matsumura (CRD#4365652 ) regarding allegations made regarding the following:
Claim(s) Made Against Mark Matsumura:
Claim Date: 3/13/2023
“The client claims the policy was misrepresented to him at the time of sale and he should have been able to withdraw the monies without penalties as long as he kept them in for a year and his mother became disabled.”
This claim is currently Denied with a claim amount of $125,000.00 .
See more information on FINRA’s BrokerCheck site for Mark Matsumura .
Have an issue with Mark Matsumura?
The Securities Lawyers have successfully recovered millions of dollars for investors across the country and are currently considering bringing claims on behalf of individuals or groups of investors who have suffered losses. If you are a former customer of Mark Matsumura and have incurred investment losses, please contact the Securities Lawyers . You may be entitled to financial compensation, and we work on a contingency basis, meaning we only get paid if we recover your money. Please note that there may be time limits or statutes of limitations that apply to your claim, so it is important to act quickly and speak with an attorney as soon as possible.
If you were a client of Mark Matsumura, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Mark Matsumura, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
