The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against James Leroy Raper (CRD#5721253) regarding allegations made regarding the following:
Claim(s) Made Against James Leroy Raper:
Claim Date: 1/9/2023
“From investment activity in 2019, claimants allege the following: failure to conduct reasonable due diligence negligence failure to make material disclosures failure to conduct suitability failure to supervise misrepresentation and omissions breach of contract breach of fiduciary duty”
This claim, as of this posting, is currently Settled with a claim amount of $2,523,243.13 .
The investor was paid $1,500,000.00 by the brokers’ firm.
Claim Date: 2/8/2023
“From investment activity in 2019, claimants allege the following: failure to conduct reasonable due diligence negligence failure to make material disclosures failure to conduct suitability failure to supervise misrepresentation and omissions breach of contract breach of fiduciary duty”
This claim, as of this posting, is currently Settled with a claim amount of $1,800,000.00 .
The investor was paid $1,500,000.00 by the brokers’ firm.
Claim Date: 5/2/2023
“From investment activity in 2019, claimant alleges the following: failure to conduct reasonable due diligence negligence failure to disclose material facts failure to conduct suitability Failure to supervise misrepresentation and omissions breach of contract breach of fiduciary duty”
This claim is currently Pending with a claim amount of $552,535.65 .
As of 1/7/2024, this claim status is Settled.
Claim Date: 3/11/2023
“From investment activity in 2019, claimant alleges the following: failure to conduct reasonable due diligence negligence failure to disclose material facts failure to conduct suitability Failure to supervise misrepresentation and omissions breach of contract breach of fiduciary duty”
This claim is currently Pending with a claim amount of $200,050.00 .
As of 1/7/2024, this claim status is Settled.
Claim Date: 3/14/2023
“From investment activity in 2019, claimant alleges the following: failure to conduct reasonable due diligence negligence failure to disclose material facts failure to conduct suitability Failure to supervise misrepresentation and omissions breach of contract breach of fiduciary duty”
This claim is currently Pending with a claim amount of $295,000.00 .
As of 1/7/2024, this claim status is Settled.
See more information on FINRA’s BrokerCheck site for James Leroy Raper.