The Securities Lawyers at Halling & Cayo, S.C. are looking into potential claims against Steven R Baaden (CRD#1266766 ) regarding allegations made regarding the following:
Claim(s) Made Against Steven R Baaden:
Claim Date: 2/14/2024
“CLIENT ALLEGES THAT HIS EMAILS WERE INGNORED, HIS INSTRUCTIONS WERE NOT ACTED UPON, AND THAT THE INACTIVITY WAS UNSUITABLE. TIME PERIOD IS 2/21/23 – 2/14/24.”
This claim, as of this posting, is currently Denied with a claim amount of $10,000.00 .
See more information on FINRA’s BrokerCheck site for Steven R Baaden .
Were you a client of Steven R Baaden?
The Securities Lawyers at Halling & Cayo S.C. bring claims on behalf of individual(s) and/or groups of investors for recovery of their funds. Most customers will have signed a FINRA arbitration agreement to resolve disputes, including claims for reimbursement of investment losses. As the SEC reminds investors, it can be important to find an attorney that “specializes in resolving securities complaints.” (See our video, What are the steps of a FINRA Arbitration .) If you were a customer of Steven R Baaden and OPPENHEIMER & CO. INC. and suffered investment losses, please contact the Securities Lawyers . We only get paid if we recover your money. Your claim may be subject to a time limit or statute of limitations, so contact an attorney right away.
Brokerage firms have the responsibility to oversee all representatives who are registered with their firm, including Steven R Baaden, and must ensure that they adhere to all securities rules, regulations, and internal policies. If a brokerage firm fails to do so, it may be held responsible for investment losses sustained by customers due to a lack of supervision.If you were a client of Steven R Baaden and OPPENHEIMER & CO. INC. from DALLAS, TX, and experienced any issues or problems, the Securities Lawyers at Halling & Cayo, S.C. are interested in discussing the possibility of a claim with you. (A further explanation is here, My Financial Advisor lost my money, what now? .)
Contact The Securities Lawyers
Sean M. Sweeney is a shareholder at Halling and Cayo , a full service law firm in Milwaukee, WI and the head of its Securities Litigation team.
He represents individual and institutional investors in FINRA arbitration and court nationwide. He recovers investment losses from fraud or breach of duty from their broker-dealer.
Contact him at (414) 755-5020 or via e-mail at SMS@hallingcayo.com to see if he can help recover your funds.
