Your broker is not a used car salesmen, she has duties to you her client, which include only recommending suitable… Read More →
Recover CNL REIT Losses
CNL Reit, a non-traded real estate investment trust has suspended distributions to its investors. CNL Healthcare properties describes itself as… Read More →
Investigating Summit Investment and LJM Funds Claims
Sean Sweeney and the Securities Lawyers at Halling & Cayo are investigating potential claims regarding Summit Investment Management, LTD, based… Read More →
What Are the Differences Between Mutual Funds and ETFs?
Mutual funds and Exchange Traded Funds are two of the most common investment products that investors use to seek growth…. Read More →
Investor Due Diligence: Knowing your Broker
One of the most important items to check off your checklist when considering your retirement is to know your broker…. Read More →
Credit Suisse’s XIV Exchange Traded Note (ETN) Loses Big
On February 5, 2018, Credit Suisse’s XIV Exchange Traded note (ETN) essentially evaporated and lost approximately $2 billion in a… Read More →
My Broker left the Firm. Now what?
Brokers, like us all, are guilty of searching for greener pastures. Whether it be for higher commissions, a change of… Read More →
The Difference Between an Investment Adviser and a Broker
When deciding to invest your money, the first step should be figuring out if you are going to do it… Read More →
Did my Broker recommend a bad Investment for me?
Do you suspect that your broker recommended a bad investment for you? Your question is one of suitability. A broker… Read More →
How can I recover investment losses? How much does it cost?
If you have suffered losses in your retirement account, you may have a claim to recover those losses. There are… Read More →
Gas and Oil Investment Loss Recovery
In recent years, global oil and gas prices have sharply dropped. These declining prices have a negative impact on the… Read More →
Variable Annuity Scheme in Appleton, WI
FINRA, The Financial Industry Regulatory Authority, has sanctioned SII Investments of Appleton, Wisconsin, IFC Holdings (a/k/a) INVEST Financial Corporation of… Read More →